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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-31
GA RA APPROVED 2021-08-04
  • TX RA
    APPROVED
    Since 2021-08-31
  • GA RA
    APPROVED
    Since 2021-08-04

Branch Locations

10950 Medlock Bridge Rd, Duluth, GA 30097 • United States

1130 Peachtree Industrial Blvd, Suwanee, GA 30024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lawrenceville GA 05/2019 Present
Bank Of America N.A. Lawrenceville GA 05/2019 Present
Stix And Sushi Peachtree City GA 07/2013 12/2019
Chopstix China Bistro Peachtree City GA 01/2019 05/2019
Qq&Y Inc Peachtree City GA 03/2020 Present
  • 05/2019 → Present
    Lawrenceville, GA
  • 05/2019 → Present
    Bank Of America N.A.
    Lawrenceville, GA
  • 07/2013 → 12/2019
    Stix And Sushi
    Peachtree City, GA
  • 01/2019 → 05/2019
    Chopstix China Bistro
    Peachtree City, GA
  • 03/2020 → Present
    Qq&Y Inc
    Peachtree City, GA
Other Businesses

I*1281283For profit or not for profit: Name of outside business organization: Monterey Apts Investment LLCInvestment related: NAddress of business: OBA, OBA, OBANature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , I don't have any interest in the LLCI* 1771261For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: noAddress of business: Newnan, GA, 30263Nature of business: Position, title, association: Sole ownerStart date of relationship: 04/15/2024Number of hours devoted: 2 hrs yearly Number of hours devoted during trading hours: 0Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-30
  • S66 Uniform Combined State Law Examination
    2021-07-30

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