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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED_RES | 2024-01-19 |
Branch Locations
12400 S. Harlem Ave Ste 205, Palos Heights, IL 60463 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Duffner Financial Group | Orland Park | IL | 05/2021 | Present |
| Guggenheim Partners Investment Management | Chicago | IL | 05/2018 | 05/2021 |
| University Of Iowa | Iowa City | IA | 05/2014 | 05/2018 |
| Federal Reserve Bank Of Chicago | Chicago | IL | 05/2017 | 08/2017 |
| Woodbury Financial Services Inc | Orland Park | IL | 07/2021 | 01/2024 |
| Osaic Wealth, Inc. | Palos Heights | IL | 01/2024 | Present |
1) DUFFNER FINANCIAL GROUP, LTD - DBA POSITION: The purpose of this OBA is to disclose the DBA NATURE: S - Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/27/2021 ADDRESS: 12400 S. Harlem Avenue Suite 205, Palos Heights IL 60463, United States DESCRIPTION: The purpose of this OBA is to disclose the DBA 2) HEALTH BENEFITS CONSULTANTS POSITION: benefit advisor NATURE: sub s corporation dealing group employee benefits INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/24/2021 ADDRESS: 12400 S. Harlem Avenue Suite 205, Palos Heights IL 60463, United States DESCRIPTION: administrative support
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-24 |
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