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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-19
TX RA APPROVED_RES 2024-01-19
  • IL RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2024-01-19

Branch Locations

12400 S. Harlem Ave Ste 205, Palos Heights, IL 60463 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Duffner Financial Group Orland Park IL 05/2021 Present
Guggenheim Partners Investment Management Chicago IL 05/2018 05/2021
University Of Iowa Iowa City IA 05/2014 05/2018
Federal Reserve Bank Of Chicago Chicago IL 05/2017 08/2017
Woodbury Financial Services Inc Orland Park IL 07/2021 01/2024
Osaic Wealth, Inc. Palos Heights IL 01/2024 Present
  • 05/2021 → Present
    Duffner Financial Group
    Orland Park, IL
  • 05/2018 → 05/2021
    Guggenheim Partners Investment Management
    Chicago, IL
  • 05/2014 → 05/2018
    University Of Iowa
    Iowa City, IA
  • 05/2017 → 08/2017
    Federal Reserve Bank Of Chicago
    Chicago, IL
  • 07/2021 → 01/2024
    Woodbury Financial Services Inc
    Orland Park, IL
  • 01/2024 → Present
    Palos Heights, IL
Previous Registrations
  • 2021-09-27 → 2024-01-19
    Woodbury Financial Services, Inc.
    Palos Heights, IL
Other Businesses

1) DUFFNER FINANCIAL GROUP, LTD - DBA POSITION: The purpose of this OBA is to disclose the DBA NATURE: S - Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/27/2021 ADDRESS: 12400 S. Harlem Avenue Suite 205, Palos Heights IL 60463, United States DESCRIPTION: The purpose of this OBA is to disclose the DBA 2) HEALTH BENEFITS CONSULTANTS POSITION: benefit advisor NATURE: sub s corporation dealing group employee benefits INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/24/2021 ADDRESS: 12400 S. Harlem Avenue Suite 205, Palos Heights IL 60463, United States DESCRIPTION: administrative support

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-24
  • S66 Uniform Combined State Law Examination
    2021-09-24
Designations
Other Names
  • Jack Duffner

View on SEC IAPD

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