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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-03
MI RA APPROVED 2010-12-20
  • TX RA
    APPROVED_RES
    Since 2014-02-03
  • MI RA
    APPROVED
    Since 2010-12-20

Branch Locations

272 W. Cortland Ave., Jackson, MI 49201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cascades Manor House Jackson MI 05/2004 Present
Raymond James & Associates, Inc. Jackson MI 12/2015 Present
Previous Registrations
  • 2008-09-16 → 2010-11-16
    Jackson, MI
    Jackson, MI
    Jackson, MI
    Jackson, MI
Other Businesses

(1)Name of Business: Cascades Manor House Address: 1970 Kibby Road, Jackson, MI, 49203, United States Activity Type: Part-Time Activity/Employment Position/Title: Associate/Employee Investment Related: No Start Date: 10/29/2010 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am part time on the waitstaff at a catering/banquet facility (2)Name of Business: Cascades Manor House Address: 1970 Kibby Street, Jackson, MI, 49203, United States Activity Type: Part-Time Activity/Employment Position/Title: Associate/Employee Investment Related: No Start Date: 05/07/2004 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Waitstaff for a catering facility. (3)Name of Business: Consumer Services, Inc./Taylor Life Center Address: 585 Jewett Road, Mason, MI, 48854, United States Activity Type: Non profit Position/Title: Director Investment Related: Yes Start Date: 08/01/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am currently the Board-Secretary and I am a member of the Finance Committee. I attend every other month Finance Committee & board meetings.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-07
S63 Uniform Securities Agent State Law Examination 2005-03-25
  • S66 Uniform Combined State Law Examination
    2008-05-07
  • S63 Uniform Securities Agent State Law Examination
    2005-03-25
Designations

View on SEC IAPD

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