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Rui Mao

Edelman Financial Engines

Phoenix, AZ

Louisville, KY

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-05-07
KY RA APPROVED 2026-05-04
TX RA APPROVED_RES 2026-05-01
  • AZ RA
    APPROVED
    Since 2026-05-07
  • KY RA
    APPROVED
    Since 2026-05-04
  • TX RA
    APPROVED_RES
    Since 2026-05-01

Branch Locations

4742 N 24Th St Suite 400, Phoenix, AZ 85016 • United States

Louisville, KY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investment Covington KY 05/2021 04/2026
Northern Kentucky University Highland Heights KY 08/2020 12/2020
Meritor,Inc. Florence KY 12/2019 04/2020
Northern Kentucky University Highland Heights KY 08/2019 12/2019
Robert Half Cincinnati OH 05/2018 07/2019
Northern Kentucky University Highland Heights KY 08/2014 12/2017
Unemployed Rye NH 01/2021 04/2021
Education At Work Cincinnati OH 03/2017 03/2018
Northern Kentucky University Highland Heights KY 01/2019 12/2020
Fidelity Investments Boston MA 03/2025 04/2026
Edelman Financial Engines Santa Clara CA 04/2026 Present
  • 05/2021 → 04/2026
    Fidelity Investment
    Covington, KY
  • 08/2020 → 12/2020
    Northern Kentucky University
    Highland Heights, KY
  • 12/2019 → 04/2020
    Meritor,Inc.
    Florence, KY
  • 08/2019 → 12/2019
    Northern Kentucky University
    Highland Heights, KY
  • 05/2018 → 07/2019
    Robert Half
    Cincinnati, OH
  • 08/2014 → 12/2017
    Northern Kentucky University
    Highland Heights, KY
  • 01/2021 → 04/2021
    Unemployed
    Rye, NH
  • 03/2017 → 03/2018
    Education At Work
    Cincinnati, OH
  • 01/2019 → 12/2020
    Northern Kentucky University
    Highland Heights, KY
  • 03/2025 → 04/2026
    Fidelity Investments
    Boston, MA
  • 04/2026 → Present
    Edelman Financial Engines
    Santa Clara, CA
Previous Registrations
  • 2025-03-31 → 2026-04-23
    Strategic Advisers Llc
    Highland Heights, KY
    Covington, KY
    Boston, MA
  • 2022-08-16 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-12
S63 Uniform Securities Agent State Law Examination 2021-10-04
  • S66 Uniform Combined State Law Examination
    2022-08-12
  • S63 Uniform Securities Agent State Law Examination
    2021-10-04
Designations

View on SEC IAPD

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