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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-03-21
  • PA RA
    APPROVED
    Since 2024-03-21

Branch Locations

1610 E Third St, Williamsport, PA 17701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roche Financial Williamsport PA 11/2020 Present
Unemployed Williamsport PA 04/2020 11/2020
Accutax Xpress Williamsport PA 01/2020 05/2020
Messiah College Mechanicsburg PA 08/2016 01/2017
Lycoming College Williamsport PA 01/2017 05/2020
Roche Financial Williamsport PA 01/2020 03/2020
Accutax Xpress Williamsport PA 01/2019 05/2019
Cetera Advisors St Cloud MN 05/2021 04/2022
Cetera Advisors Llc St Cloud MN 04/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 11/2020 → Present
    Roche Financial
    Williamsport, PA
  • 04/2020 → 11/2020
    Unemployed
    Williamsport, PA
  • 01/2020 → 05/2020
    Accutax Xpress
    Williamsport, PA
  • 08/2016 → 01/2017
    Messiah College
    Mechanicsburg, PA
  • 01/2017 → 05/2020
    Lycoming College
    Williamsport, PA
  • 01/2020 → 03/2020
    Roche Financial
    Williamsport, PA
  • 01/2019 → 05/2019
    Accutax Xpress
    Williamsport, PA
  • 05/2021 → 04/2022
    Cetera Advisors
    St Cloud, MN
  • 04/2022 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 02/2021; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: ROCHE FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 11/2020; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: KNIGHTS OF COLUMBUS; INVESTMENT RELATED: NO; ADDRESS: 1220 NORTHWAY ROAD WILLIAMSPORT, PA 17701; NATURE OF BUSINESS: NON PROFIT; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SIGN OFF ON THE ANNUAL AUDIT;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-29
  • S66 Uniform Combined State Law Examination
    2022-07-29
Other Names
  • Matt Cardillo
  • Matthew H Cardillo

View on SEC IAPD

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