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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-12
IL RA APPROVED 2024-04-03
  • TX RA
    APPROVED_RES
    Since 2024-04-12
  • IL RA
    APPROVED
    Since 2024-04-03

Branch Locations

1033 Skokie Blvd, Northbrook, IL 60062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Chicago IL 02/2021 03/2022
Homeadvisor Chicago IL 03/2019 06/2020
Enterprise Holdings Chicago IL 01/2017 10/2018
N/A Chicago IL 07/2020 02/2021
N/A Chicago IL 11/2018 02/2019
N/A Chicago IL 08/2016 12/2016
The Prudential Insurance Company Of America Chicago IL 09/2021 03/2022
Fidelity Investments Highland Park IL 04/2022 01/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 03/2024 Present
  • 02/2021 → 03/2022
    Chicago, IL
  • 03/2019 → 06/2020
    Homeadvisor
    Chicago, IL
  • 01/2017 → 10/2018
    Enterprise Holdings
    Chicago, IL
  • 07/2020 → 02/2021
    N/A
    Chicago, IL
  • 11/2018 → 02/2019
    N/A
    Chicago, IL
  • 08/2016 → 12/2016
    N/A
    Chicago, IL
  • 09/2021 → 03/2022
    The Prudential Insurance Company Of America
    Chicago, IL
  • 04/2022 → 01/2024
    Fidelity Investments
    Highland Park, IL
  • 03/2024 → Present
    Northbrook, IL
Previous Registrations
  • 2022-06-14 → 2024-01-17
    Fidelity Personal And Workplace Advisors
    Highland Park, IL
  • 2021-09-21 → 2022-04-18
    Downers Grove, IL
    Chicago, IL
    Downers Grove, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-18
  • S66 Uniform Combined State Law Examination
    2021-09-18
Other Names
  • Adam M Klupchak
  • Adam Michael Klupchak
  • Adam Klupchak

View on SEC IAPD

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