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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-07-08
MO RA APPROVED 2022-11-10
  • IL RA
    APPROVED
    Since 2024-07-08
  • MO RA
    APPROVED
    Since 2022-11-10

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Edwardsville, IL • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-07-08
MO RA APPROVED 2011-07-26
  • IL RA
    APPROVED
    Since 2024-07-08
  • MO RA
    APPROVED
    Since 2011-07-26

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

Edwardsville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc St. Louis MO 07/2011 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 Present
Previous Registrations
  • 2010-05-17 → 2011-07-21
    St Louis, MO
    St Louis, MO
    Booneville, AR
    Cabot, AR
    Alma, AR
    Greenwood, AR
    Little Rock, AR
    Fort Smith, AR
    North Little Rock, AR
    Little Rock, AR
    Ozark, AR
    Clarksville, AR
    Van Buren, AR
    Hot Springs Village, AR
    North Little Rock, AR
    Russellville, AR
    Jacksonville, AR
    Little Rock, AR
    Little Rock, AR
    North Little Rock, AR
    Morrilton, AR
    Fort Smith, AR
    Ft Smith, AR
    Stuttgart, AR
    Little Rock, AR
    Little Rock, AR
    Cabot, AR
    Van Buren, AR
    Alma, AR
    Little Rock, AR
    North Little Rock, AR
    Fort Smith, AR
    Russellville, AR
    Little Rock, AR
    Sherwood, AR
    Hot Springs Village, AR
    Russellville, AR
    Little Rock, AR
    Fort Smith, AR
    Ft Smith, AR
    Stuttgart, AR
    Charleston, AR
    Ft Smith, AR
    Little Rock, AR
    Little Rock, AR
    Little Rock, AR
    Little Rock, AR
    Paris, AR
    Ft Smith, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-23
S63 Uniform Securities Agent State Law Examination 2002-06-05
  • S66 Uniform Combined State Law Examination
    2009-10-23
  • S63 Uniform Securities Agent State Law Examination
    2002-06-05
Other Names
  • Joe Ray Samson

View on SEC IAPD

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