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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

3 Pointe Drive Ste 201, Brea, CA 92821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bracey Tax And Investments Inc. Bracey Tax And Financial Service La Miranda CA 05/2021 06/2023
Dikaios Christian Academy San Bernardino CA 08/2006 06/2019
Unemployed Bloomington CA 07/2019 01/2020
San Bernardino Valley College San Bernardino CA 01/2020 05/2021
Cetera Wealth Services, Llc El Segundo CA 01/2022 Present
Bracey Tax And Investments Inc. Bracey Tax And Financial Service La Miranda CA 05/2021 06/2023
Cetera Advisor Networks El Segundo CA 05/2021 01/2022
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/2021 → 06/2023
    Bracey Tax And Investments Inc. Bracey Tax And Financial Service
    La Miranda, CA
  • 08/2006 → 06/2019
    Dikaios Christian Academy
    San Bernardino, CA
  • 07/2019 → 01/2020
    Unemployed
    Bloomington, CA
  • 01/2020 → 05/2021
    San Bernardino Valley College
    San Bernardino, CA
  • 01/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2021 → 06/2023
    Bracey Tax And Investments Inc. Bracey Tax And Financial Service
    La Miranda, CA
  • 05/2021 → 01/2022
    Cetera Advisor Networks
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: MONTAGE WEALTH ADVISORS ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 5/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: MONTAGE WEALTH ADVISORS INVESTMENT RELATED: YES; ADDRESS: THREE POINT DR SUITE 201 BREA, CA 92821; NATURE OF BUSINESS: TAX PREPARATION AND PLANNING; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: TAX PREPARER/ENROLLED AGENT; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: PROVIDE TAX PLANNING AND TAX PREPARATION SERVICES; 3. NAME OF OTHER BUSINESS: N/A , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: NOTARY SERVICES, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: NOTARY, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS AS NEEDED;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-09
  • S66 Uniform Combined State Law Examination
    2022-07-09

View on SEC IAPD

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