Peggy Ellen Boris

Current Employers

Employment History

• 12/2010 → Present
  Lpl Financial Llc
  Mequon, WI
• 03/2024 → Present
  Richmond Investment Services
  Mequon, WI
• 12/2010 → Present
  Lpl Financial
  Mequon, WI
• 03/2024 → Present
  Richmond Investment Services Llc
  Mequon, WI

Previous Registrations

• 2008-01-01 → 2010-12-13
  Wells Fargo Clearing Services, Llc
  Waukesha, WI

Other Businesses

1. 12/01/2010 - Richmond Investment Services - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) 2. 01/11/2011 - Highland Capital Brokerage - Non-Variable Insurance - INV REL - At Reported Business Location(s) - I will be offering non-variable insurance products to my clients through Highland Capital Brokerage, which is an independent distributor of financial services products. Highland Capital will prepare quotes and proposals for my clients. - 5% Time Spent. 3. 6/15/2017 - Northern States Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/13/2017 - 5 Hours Per Month During Securities Trading - Fixed insurance. 4. 06/17/2024 - Richmond Investment Services LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 2/25/2024 - 120 Hrs/Mo; 6 Hrs During Trading - I provide investment advisory services through Richmond Investment Services, LLC, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2005-04-22

Other Names

• Peggy Ellen Longmeyer
• Margaret Ellen Boris
• Margaret Ellen Longmeyer