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Nancy Ruth Wallace-Ruffin

Ameriprise Financial Services, LLC

Grapevine, TX

Cedar Hill, TX

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2019-02-14
TX RA APPROVED 2008-11-11
  • OK RA
    APPROVED
    Since 2019-02-14
  • TX RA
    APPROVED
    Since 2008-11-11

Branch Locations

214 E College St, Grapevine, TX 76051-5332 • United States

Cedar Hill, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Plano TX 11/2008 03/2020
Ameriprise Financial Services, Llc Grapevine TX 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-03
  • S66 Uniform Combined State Law Examination
    2005-05-03
Other Names
  • Nancy Ruth Wallace
  • Nancy Wallace-Ruffin

View on SEC IAPD

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