Caleb Jordan Moore

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2021 → 12/2021
  Massmutual Life Insurance Company
  Indianapolis, IN
• 06/2020 → 03/2021
  Wallace Bros Trash
  Brazil, IN
• 10/2009 → 05/2020
  Pipe Trades Industry Health And Welfare Plan
  Terre Haute, IN
• 06/2021 → 12/2021
  Mml Investors Services, Llc
  Indianapolis, IN
• 12/2021 → 01/2024
  Guardian Life Insurance Company Of America
  Indianapolis, IN
• 01/2022 → 01/2024
  Park Avenue Securities
  Indianapolis, IN
• 01/2024 → Present
  Lpl Financial
  Terre Haute, IN

Previous Registrations

• 2023-06-29 → 2024-01-31
  Park Avenue Securities Llc
  Indianapolis, IN

Other Businesses

1) 01/29/2024 - Stage Hands - Concert/Event setup & take down - Non-Inv Rel - Terre Haute, IN - Start: 02/2011 - 4 Hr/Mth 2) 10/28/2024 - B C Moore LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 09/26/2024 - 4 Hours Per Month/ 0 Hours During Trading 3) 04/01/2025 - Old National Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2025 - 0 Hours Per Month

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-06-22
• S63 Uniform Securities Agent State Law Examination
  2021-09-09

Other Names

• Caleb Moore
• Caleb Jordan Moore