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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-01-29
  • IN RA
    APPROVED
    Since 2024-01-29

Branch Locations

2429 Poplar St, Terre Haute, IN 47803 • United States

701 Wabash Ave, Terre Haute, IN 47807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Indianapolis IN 03/2021 12/2021
Wallace Bros Trash Brazil IN 06/2020 03/2021
Pipe Trades Industry Health And Welfare Plan Terre Haute IN 10/2009 05/2020
Mml Investors Services, Llc Indianapolis IN 06/2021 12/2021
Guardian Life Insurance Company Of America Indianapolis IN 12/2021 01/2024
Park Avenue Securities Indianapolis IN 01/2022 01/2024
Lpl Financial Terre Haute IN 01/2024 Present
  • 03/2021 → 12/2021
    Massmutual Life Insurance Company
    Indianapolis, IN
  • 06/2020 → 03/2021
    Wallace Bros Trash
    Brazil, IN
  • 10/2009 → 05/2020
    Pipe Trades Industry Health And Welfare Plan
    Terre Haute, IN
  • 06/2021 → 12/2021
    Mml Investors Services, Llc
    Indianapolis, IN
  • 12/2021 → 01/2024
    Guardian Life Insurance Company Of America
    Indianapolis, IN
  • 01/2022 → 01/2024
    Park Avenue Securities
    Indianapolis, IN
  • 01/2024 → Present
    Lpl Financial
    Terre Haute, IN
Previous Registrations
Other Businesses

1) 01/29/2024 - Stage Hands - Concert/Event setup & take down - Non-Inv Rel - Terre Haute, IN - Start: 02/2011 - 4 Hr/Mth 2) 10/28/2024 - B C Moore LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 09/26/2024 - 4 Hours Per Month/ 0 Hours During Trading 3) 04/01/2025 - Old National Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2025 - 0 Hours Per Month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-22
S63 Uniform Securities Agent State Law Examination 2021-09-09
  • S65 Uniform Investment Adviser Law Examination
    2023-06-22
  • S63 Uniform Securities Agent State Law Examination
    2021-09-09
Other Names
  • Caleb Moore
  • Caleb Jordan Moore

View on SEC IAPD

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