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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-09 |
| WA | RA | APPROVED | 2023-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Greenville | DE | 06/2021 | 09/2022 |
| Wilmington Country Store - The Pink Crab | Annapolis | MD | 06/2019 | 08/2021 |
| Piney Orchard Ice Arena | Odenton | MD | 01/2015 | 06/2019 |
| Remindermedia | King Of Prussia | PA | 01/2020 | 03/2020 |
| Chesapeake Senior High School | Pasadena | MD | 08/2014 | 05/2018 |
| Janney Montgomery Scott Llc | Greenville | DE | 09/2022 | 06/2023 |
| Wells Fargo Advisors Financial Network, Llc | Seattle | WA | 06/2023 | Present |
Etsy/Shop Owner, not investment-related, Wilmington, DE. Online shop owner with Etsy: Create and market products. Start date 12/01/2022, 15 hrs./month, 0 hrs during trading; | Kraken Community Iceplex; not investment related; Seattle, WA; training facility; Associate Skate coach; Start date 01/22/2025; 8 hours per month; 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-19 |
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