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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-30 |
| MO | RA | APPROVED | 2024-09-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lees Summit | MO | 07/2024 | Present |
| Swimthings Inc. | Blue Springs | MO | 08/2023 | 07/2024 |
| Truman State University | Kirksville | MO | 08/2019 | 08/2023 |
| Merrill Lynch | Springfield | MO | 05/2022 | 08/2022 |
| Merrill Lynch | Springfield | MO | 05/2021 | 08/2021 |
| Glendale High School | Springfield | MO | 08/2015 | 08/2019 |
| Bank Of America, N.A. | Lees Summit | MO | 09/2024 | Present |
I*1955271 Entity Type: For Profit Name of OBA: SwimThings Inc Address:Blue Springs Missouri Investment Related:no Position, Title, Association:Employee Start Date:08/21/2023 No Hours: 75 Yearly No Hours during trading:0 Duties:This is a pool business I worked at while in school. I do not work here anymore, but there may be random days on weekends they need extra help. I would work in the retail store or out in the field for their pool service department.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-27 |
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