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Sean Patrick Riley

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Blue Bell, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-04-29
  • PA RA
    APPROVED
    Since 2026-04-29

Branch Locations

470 Norristown Rd, Blue Bell, PA 19422 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Intuitive Surgical Sunnyvale CA 01/2013 04/2021
Bcg Securities, Inc. Cherry Hill NJ 05/2021 04/2026
Bcg Securities, Inc. Cherry Hill NJ 08/2021 04/2026
Horace Mann Companies Springfield IL 06/2021 04/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Blue Bell PA 04/2026 Present
Bank Of America, N.A. Blue Bell PA 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-24
  • S66 Uniform Combined State Law Examination
    2021-08-24
Other Names
  • Sean Riley

View on SEC IAPD

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