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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-19 |
| WA | RA | APPROVED | 2023-04-11 |
Branch Locations
601 Union Street Suite 2900, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chempoint | Bellevue | WA | 09/2019 | 04/2021 |
| Expeditors International | Seattle | WA | 09/2018 | 09/2019 |
| University Of Washington | Bothell | WA | 09/2016 | 06/2018 |
| Small Business Transportation | Everett | WA | 06/2018 | 08/2018 |
| Charles Schwab & Co., Inc. | Seattle | WA | 05/2021 | 03/2023 |
| Charles Schwab Bank, Ssb | Seattle | WA | 05/2021 | 03/2023 |
| Morgan Stanley | Seattle | WA | 04/2023 | Present |
*653268- Dough Zone USA Inc.; Investment related: No; Lynnwood, Washington; Restaurant/Bar/Nightclub; Employee (proprietor, partner, officer, director, employee, trustee, agent); 08/2025; During business hours: 0; After business hours: 65; Customer Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-29 |
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