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Lynn Mccaffery

Newfront Retirement Services, Inc.

San Mateo, CA

Ewing, VA

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Current Employers
Newfront Retirement Services, Inc.

777 Mariners Island Blvd Suite 250, San Mateo, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-12
VA RA APPROVED 2023-10-19
NY RA APPROVED 2021-08-19
  • CA RA
    APPROVED
    Since 2024-11-12
  • VA RA
    APPROVED
    Since 2023-10-19
  • NY RA
    APPROVED
    Since 2021-08-19

Branch Locations

777 Mariners Island Blvd Suite 250, San Mateo, CA 94404 • United States

Ewing, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Syracuse NY 11/2015 04/2021
Newfront Retirement Services, Inc. San Francisco CA 04/2021 Present
Abd Retirement Services, Inc San Francisco CA 06/2021 08/2021
Abd Insurance And Financial Services, Inc. San Mateo CA 04/2021 Present
  • 11/2015 → 04/2021
    Equitable
    Syracuse, NY
  • 04/2021 → Present
    Newfront Retirement Services, Inc.
    San Francisco, CA
  • 06/2021 → 08/2021
    Abd Retirement Services, Inc
    San Francisco, CA
  • 04/2021 → Present
    Abd Insurance And Financial Services, Inc.
    San Mateo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-19
S63 Uniform Securities Agent State Law Examination 2021-07-09
  • S65 Uniform Investment Adviser Law Examination
    2021-08-19
  • S63 Uniform Securities Agent State Law Examination
    2021-07-09

View on SEC IAPD

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ABIY FISSEHA
CHRISTIAN MICHAEL BRETZ
CHRISTOPHER JAMES CALL
CLAY DEAN WILLIAM STAFFORD
Jacob Daly

Other Offices

ESO MANAGEMENT SERVICES LLC · SAN MATEO, CA
FARMERS ASSET MANAGEMENT, LLC · San Mateo, CA
EAGLE STRATEGIES LLC · SAN MATEO, CA
LPL FINANCIAL LLC · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
FISHER INVESTMENTS · WOODSIDE, CA

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