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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-09-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc/ Axa | New York | NY | 02/2005 | 09/2020 |
| Jp Morgan Chase Bank, N.A. | Winter Park | FL | 09/2020 | Present |
| Jp Morgan Securities, Llc | Winter Park | FL | 09/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-20 |
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