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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-03
  • TX RA
    APPROVED
    Since 2022-10-03

Branch Locations

301 Commerce St, Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Southlake TX 05/2021 05/2022
Jared The Galleria Of Jewelry Corpus Christi TX 10/2020 12/2020
Unemployed Corpus Christi TX 02/2020 09/2020
Bbva Usa Coprus Christi TX 06/2019 01/2020
Jared The Galleria Of Jewelry Austin TX 03/2018 06/2019
Sunglass Hut San Marcos TX 10/2014 05/2018
Evo Entertainment Kyle TX 03/2017 07/2017
Cinemark Austin TX 08/2016 01/2017
Unemployed Mansfield TX 08/2013 09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hurst TX 05/2022 Present
Jared The Galleria Of Jewelry Arlington TX 01/2021 04/2021
Bank Of America, N.A. Hurst TX 08/2022 Present
  • 05/2021 → 05/2022
    Td Ameritrade
    Southlake, TX
  • 10/2020 → 12/2020
    Jared The Galleria Of Jewelry
    Corpus Christi, TX
  • 02/2020 → 09/2020
    Unemployed
    Corpus Christi, TX
  • 06/2019 → 01/2020
    Bbva Usa
    Coprus Christi, TX
  • 03/2018 → 06/2019
    Jared The Galleria Of Jewelry
    Austin, TX
  • 10/2014 → 05/2018
    Sunglass Hut
    San Marcos, TX
  • 03/2017 → 07/2017
    Evo Entertainment
    Kyle, TX
  • 08/2016 → 01/2017
    Cinemark
    Austin, TX
  • 08/2013 → 09/2016
    Unemployed
    Mansfield, TX
  • 05/2022 → Present
    Hurst, TX
  • 01/2021 → 04/2021
    Jared The Galleria Of Jewelry
    Arlington, TX
  • 08/2022 → Present
    Bank Of America, N.A.
    Hurst, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-08
S63 Uniform Securities Agent State Law Examination 2022-02-09
  • S66 Uniform Combined State Law Examination
    2022-09-08
  • S63 Uniform Securities Agent State Law Examination
    2022-02-09
Other Names
  • Nick Porter

View on SEC IAPD

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