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Thomas Andrew Richardson

Schwab Wealth Advisory, Inc.

Phoenix, AZ

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-13
AZ RA APPROVED 2024-10-28
  • TX RA
    APPROVED
    Since 2025-01-13
  • AZ RA
    APPROVED
    Since 2024-10-28

Branch Locations

8040 South 48Th Street, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 05/2021 Present
Asu Tempe AZ 01/2020 05/2021
Starbucks Coffee Company Tempe AZ 06/2016 01/2020
Schwab Wealth Advisory, Inc. Phoenix AZ 10/2024 Present
  • 05/2021 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 01/2020 → 05/2021
    Asu
    Tempe, AZ
  • 06/2016 → 01/2020
    Starbucks Coffee Company
    Tempe, AZ
  • 10/2024 → Present
    Schwab Wealth Advisory, Inc.
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-12
S63 Uniform Securities Agent State Law Examination 2022-03-10
  • S66 Uniform Combined State Law Examination
    2023-12-12
  • S63 Uniform Securities Agent State Law Examination
    2022-03-10
Designations

View on SEC IAPD

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