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Andrew Eric Victor

Ubs Financial Services Inc.

Phoenix, AZ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-08-14
TX RA APPROVED 2024-07-24
  • NJ RA
    APPROVED
    Since 2024-08-14
  • TX RA
    APPROVED
    Since 2024-07-24

Branch Locations

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 05/2021 05/2022
Summit Health And Finess Flagstaff AZ 11/2020 04/2021
Epic Valet Phoenix AZ 05/2019 03/2020
Prescott Parks And Recreation Prescott AZ 05/2018 08/2018
Unemployed Phoenix AZ 09/2018 04/2019
Unemployed Phoenix AZ 04/2020 10/2020
Unemployed Prescott AZ 01/2009 04/2018
Morgan Stanley Gilbert AZ 05/2022 06/2024
Ubs Financial Services Inc Phoenix AZ 07/2024 Present
  • 05/2021 → 05/2022
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 11/2020 → 04/2021
    Summit Health And Finess
    Flagstaff, AZ
  • 05/2019 → 03/2020
    Epic Valet
    Phoenix, AZ
  • 05/2018 → 08/2018
    Prescott Parks And Recreation
    Prescott, AZ
  • 09/2018 → 04/2019
    Unemployed
    Phoenix, AZ
  • 04/2020 → 10/2020
    Unemployed
    Phoenix, AZ
  • 01/2009 → 04/2018
    Unemployed
    Prescott, AZ
  • 05/2022 → 06/2024
    Morgan Stanley
    Gilbert, AZ
  • 07/2024 → Present
    Ubs Financial Services Inc
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-02
S63 Uniform Securities Agent State Law Examination 2021-12-18
  • S66 Uniform Combined State Law Examination
    2022-09-02
  • S63 Uniform Securities Agent State Law Examination
    2021-12-18
Other Names
  • Andrew E Victor
  • Andrew Victor
  • Andrew Eric Victor

View on SEC IAPD

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Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ
SMEAD CAPITAL MANAGEMENT, INC. · PHOENIX, AZ

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