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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-09-09
  • IL RA
    APPROVED
    Since 2021-09-09

Branch Locations

1001 Century Drive Unit 1, Edwardsville, IL 62025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Edwardsville IL 05/2021 Present
Greenville University Greenville IL 01/2011 04/2021
Other Businesses

GREENVILLE UNIVERSITY | NOT INVESTMENT RELATED | 315 E. College Ave, GREENVILLE, IL 62246 | EDUCATION | OUTDOOR ADVENTURE DIRECTOR| START DATE OF 09.01.2021| LESS THAN 20 HRS PER MONTH, 2 HRS DURING SECURITIES TRADING HOURS| OVERSEE PROGRAMMING FOR OUTDOOR ADVENTURE STUDENT GROUP. (2) Name of Business / Organization Durley Camp and Retreat Center, Board Member, Regular board meetings - discussing planning for future of camp. Greenville, IL , Start date 11/01/2022 - Less than 20

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-09
  • S66 Uniform Combined State Law Examination
    2021-09-09

View on SEC IAPD

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