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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-03-28 |
| TX | RA | APPROVED | 2023-03-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Bank | Buffalo | NY | 06/2019 | 08/2019 |
| All Season's Party & Tent Rental | Buffalo | NY | 06/2018 | 08/2018 |
| Champion Lacrosse | Buffalo | NY | 06/2017 | 08/2017 |
| Unemployed | Amherst | NY | 09/2019 | 06/2021 |
| First Allied Securities Inc. | San Diego | CA | 06/2021 | 09/2021 |
| First Allied Securities, Inc. | San Diego | CA | 09/2021 | 09/2022 |
| Unemployed | Amherst | CA | 09/2017 | 05/2018 |
| Unemployed | Amherst | CA | 09/2016 | 05/2017 |
| Unemployed | Amherst | CA | 09/2018 | 05/2019 |
| Cetera Advisors Llc | Ponte Vedra Beach | FL | 09/2022 | 02/2023 |
| Wells Fargo Clearing Services, Llc | Beverly | MA | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-04 |
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