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Joycelyn Love Tran

Wells Fargo Advisors Financial Network, LLC

San Jose, CA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-07
  • CA RA
    APPROVED
    Since 2026-04-07

Branch Locations

2033 Gateway Pl Suites 583 And 584, San Jose, CA 95110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc San Jose CA 06/2022 11/2024
The Prudential Insurance Company Of America San Jose CA 05/2021 04/2026
Guild Mortgage San Diego CA 03/2020 05/2021
Bank Of Cardiff San Diego CA 10/2019 12/2019
Aerotek San Diego CA 09/2019 10/2019
Tajima Izakaya San Diego CA 05/2016 05/2019
Unemployed San Diego CA 12/2019 03/2020
Unemployed San Diego CA 05/2019 09/2019
Lpl Enterprise, Llc San Jose CA 11/2024 04/2026
Wells Fargo Advisors Financial Network, Llc San Jose CA 04/2026 Present
  • 06/2022 → 11/2024
    Pruco Securities Llc
    San Jose, CA
  • 05/2021 → 04/2026
    The Prudential Insurance Company Of America
    San Jose, CA
  • 03/2020 → 05/2021
    Guild Mortgage
    San Diego, CA
  • 10/2019 → 12/2019
    Bank Of Cardiff
    San Diego, CA
  • 09/2019 → 10/2019
    Aerotek
    San Diego, CA
  • 05/2016 → 05/2019
    Tajima Izakaya
    San Diego, CA
  • 12/2019 → 03/2020
    Unemployed
    San Diego, CA
  • 05/2019 → 09/2019
    Unemployed
    San Diego, CA
  • 11/2024 → 04/2026
    Lpl Enterprise, Llc
    San Jose, CA
  • 04/2026 → Present
    Wells Fargo Advisors Financial Network, Llc
    San Jose, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-09
  • S66 Uniform Combined State Law Examination
    2022-11-09
Other Names
  • Joycelyn L Tran

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
PFG ADVISORS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
EQUITABLE ADVISORS, LLC
ROLO VENTURES MANAGEMENT LLC
TIGER & BULLDOG MANAGEMENT, LLC
HICKOK ADVISORY, LLC

Other Investors

Ryan Leiby
Adrian Baker
Bianca N. Cross
Jonathan A Stoft
BAO DINH
Luke Maura
BEN Wolff KRUGMAN
DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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