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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-26 |
| OH | RA | APPROVED | 2022-01-11 |
Branch Locations
7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Cincinnati | OH | 06/2021 | Present |
| Stepleton Law, Llc / Stepleton Dugan Llc | Cincinnati | OH | 08/2009 | 06/2021 |
*445419 - Little Miami Brewing Company; Investment related - No; Milford, Ohio; Restaurant/Bar/Nightclub; Employee (proprietor, partner, officer, director, employee, trustee, agent);02/2020; During business hours: 0; After business hours: 5; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-10 |
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