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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-09-10 |
| TX | RA | APPROVED | 2025-09-09 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 05/2021 | 06/2024 |
| Fedex Supply Chain | Moreno Valley | CA | 09/2019 | 05/2021 |
| Staffmark | Moreno Valley | CA | 06/2019 | 09/2019 |
| Woodranch Bbq | Anaheim Hills | CA | 08/2016 | 06/2019 |
| California State University Of Fullerton | Fullerton | CA | 08/2015 | 05/2019 |
| Bj'S Restaurant | Anaheim Hills | CA | 07/2016 | 11/2016 |
| Self-Employed | Phoenix | AZ | 05/2021 | 05/2021 |
| Thrivent Investment Management Inc | Phoenix | AZ | 06/2024 | 01/2025 |
| Thrivent Financial | Phoenix | AZ | 06/2024 | 01/2025 |
| Self-Employed | Phoenix | AZ | 03/2025 | 05/2025 |
| Fender Muscial Instruments | Scottsdale | AZ | 02/2025 | 08/2025 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 08/2025 | Present |
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2025 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 08/2025 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: APACHE JUNCTION, AZ NATURE OF BUSINESS: ARIZONA INSURANCE PRODUCER POSITION: N/A START DATE: 08/2024 APPROXIMATE HOURS/MONTH: 0 Hours HOURS DEVOTED DURING TRADING HOURS: 0 Hours DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-27 |
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