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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-05-28 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Illinois Wesleyan University | Bloomington | IL | 08/2016 | 05/2020 |
| Physical Plant | Bloomington | IL | 01/2017 | 05/2017 |
| Ymca | Glen Ellyn | IL | 06/2017 | 08/2017 |
| Illinois Wesleyan Catering | Bloomington | IL | 10/2017 | 05/2018 |
| Ama Remodeling | Carol Stream | IL | 05/2018 | 08/2018 |
| Illinois Wesleyan | Bloomington | IL | 08/2018 | 03/2020 |
| First Trust Advisors L.P. | Wheaton | IL | 04/2020 | 04/2021 |
| First Trust Portolios L.P. | Wheaton | IL | 05/2021 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2021-02-08 |
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