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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-08-10
  • SC RA
    APPROVED
    Since 2023-08-10

Branch Locations

260 West Coleman Blvd St C, Mt Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Charleston SC 06/2021 08/2022
Mass Mutual Life Insurance Company Charleston SC 11/2020 08/2022
Enterprise Rent-A-Car Greenville SC 06/2019 09/2019
University Of South Carolina Columbia SC 07/2016 10/2020
Securian Financial Services Inc St Paul MN 08/2022 08/2023
Minnesota Life Insurance Co St Paul MN 08/2022 08/2023
Shoemaker Financial - Capital Management Mt Pleasant SC 08/2022 Present
Cetera Wealth Services, Llc Mt Pleasant SC 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 06/2021 → 08/2022
    Charleston, SC
  • 11/2020 → 08/2022
    Mass Mutual Life Insurance Company
    Charleston, SC
  • 06/2019 → 09/2019
    Enterprise Rent-A-Car
    Greenville, SC
  • 07/2016 → 10/2020
    University Of South Carolina
    Columbia, SC
  • 08/2022 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 08/2022 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 08/2022 → Present
    Shoemaker Financial - Capital Management
    Mt Pleasant, SC
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Mt Pleasant, SC
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-09-02 → 2023-08-10
    Securian Financial Services, Inc.
    Mt Pleasant, SC
    St. Paul, MN
  • 2022-03-23 → 2022-08-26
    Charleston, SC
Other Businesses

SHOEMAKER FINANCIAL FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2022 ADDRESS: 2176 West St, STE 100, Germantown TN 38138, United States DESCRIPTION: Fixed Insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-03
  • S66 Uniform Combined State Law Examination
    2022-03-03

View on SEC IAPD

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