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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-16 |
Branch Locations
10101 Reunion Place Ste 360, San Antonio, TX 78216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | San Antonio | TX | 05/2021 | Present |
| Mml Investor Services, Llc | San Antonio | TX | 05/2021 | Present |
| Heb | San Antonio | TX | 06/2006 | 11/2020 |
| Unemployed | San Antonio | TX | 11/2020 | 05/2021 |
NAME: ROCCO BONAZZA INV REL: Y ADD: RESIDENTIAL NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 03/14/2025 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: LIFE, DISABILITY, HEALTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-08 |
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