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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-20 |
| SD | RA | APPROVED | 2022-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Yankton | SD | 05/2021 | Present |
| Fnbo | Yankton | SD | 04/2017 | 05/2021 |
| Unemployed | Yankton | SD | 06/2016 | 03/2017 |
| University Of Sioux Falls | Sioux Falls | SD | 08/2016 | 12/2018 |
| First Dakota National Bank | Yankton | SD | 05/2021 | Present |
| Raymond James Financial Services Advisors, Inc. | Yankton | SD | 05/2022 | Present |
| First Dakota Investment Services Inc. | Yankton | SC | 05/2021 | Present |
(1)Name of Business: First Dakota Investment Services Inc. Address: 225 Cedar St, Yankton, SD, 57078-4333, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/10/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Investment Services Advisor (2)Name of Business: First Dakota National Bank Address: 225 Cedar St, Yankton, SD, 57078-4333, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 05/10/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Investment Executive
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-14 |
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