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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-30 |
| SD | RA | APPROVED | 2022-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rounds Financial Services | Pierre | SD | 05/2021 | Present |
| Rounds Construction Company | Brookings | SD | 06/2018 | 05/2021 |
| Full-Time Student | Pierre | SD | 07/2017 | 06/2018 |
| Steamboat's Inc | Pierre | SD | 10/2016 | 07/2017 |
| Full-Time Student | Pierre | SD | 08/2016 | 10/2016 |
| Osaic Wealth, Inc. | Pierre | SD | 05/2022 | Present |
1) SOUTH DAKOTA HIGH SCHOOL ACTIVITIES ASSOCIATION POSITION: Game Official - Independent Contractor NATURE: I am an Independent Contractor under the High School Activities Association INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/05/2022 ADDRESS: 804 N Euclid Ave, Suite 102, Pierre SD 57501, United States DESCRIPTION: Officiating football games and wrestling matches. 2) ROUNDS GLOBAL SERVICES LLC POSITION: Owner NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2023 ADDRESS: 224 E Capitol Ave, Pierre SD 57501, United States DESCRIPTION: This entity is used as a pass through of commissions and to organize business operation expenses and taxes for my financial service activities. Rounds Financial Services is a DBA under Rounds Global Services LLC. Rounds Global Services LLC owns the CaMDAR? service mark. 3) ROUNDS FINANCIAL SERVICES POSITION: DBA name NATURE: Rounds Financial Services is a DBA used in my sale and services of securities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/02/2023 ADDRESS: 224 E Capitol Ave, Pierre SD 57501, United States DESCRIPTION: This is a DBA for sales of securities, including indexed products, and service clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-03 |
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