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Matthew Donald Rounds

Osaic Wealth, Inc.

Pierre, SD

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-30
SD RA APPROVED 2022-06-14
  • TX RA
    APPROVED_RES
    Since 2024-09-30
  • SD RA
    APPROVED
    Since 2022-06-14

Branch Locations

224 E. Capitol Ave, Pierre, SD 57501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rounds Financial Services Pierre SD 05/2021 Present
Rounds Construction Company Brookings SD 06/2018 05/2021
Full-Time Student Pierre SD 07/2017 06/2018
Steamboat's Inc Pierre SD 10/2016 07/2017
Full-Time Student Pierre SD 08/2016 10/2016
Osaic Wealth, Inc. Pierre SD 05/2022 Present
  • 05/2021 → Present
    Rounds Financial Services
    Pierre, SD
  • 06/2018 → 05/2021
    Rounds Construction Company
    Brookings, SD
  • 07/2017 → 06/2018
    Full-Time Student
    Pierre, SD
  • 10/2016 → 07/2017
    Steamboat's Inc
    Pierre, SD
  • 08/2016 → 10/2016
    Full-Time Student
    Pierre, SD
  • 05/2022 → Present
    Pierre, SD
Other Businesses

1) SOUTH DAKOTA HIGH SCHOOL ACTIVITIES ASSOCIATION POSITION: Game Official - Independent Contractor NATURE: I am an Independent Contractor under the High School Activities Association INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/05/2022 ADDRESS: 804 N Euclid Ave, Suite 102, Pierre SD 57501, United States DESCRIPTION: Officiating football games and wrestling matches. 2) ROUNDS GLOBAL SERVICES LLC POSITION: Owner NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2023 ADDRESS: 224 E Capitol Ave, Pierre SD 57501, United States DESCRIPTION: This entity is used as a pass through of commissions and to organize business operation expenses and taxes for my financial service activities. Rounds Financial Services is a DBA under Rounds Global Services LLC. Rounds Global Services LLC owns the CaMDAR? service mark. 3) ROUNDS FINANCIAL SERVICES POSITION: DBA name NATURE: Rounds Financial Services is a DBA used in my sale and services of securities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/02/2023 ADDRESS: 224 E Capitol Ave, Pierre SD 57501, United States DESCRIPTION: This is a DBA for sales of securities, including indexed products, and service clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-03
  • S66 Uniform Combined State Law Examination
    2022-06-03
Designations
Other Names
  • Matt Donald Rounds
  • Matthew Rounds

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