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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-02
OR RA APPROVED 2021-10-05
  • TX RA
    APPROVED
    Since 2022-05-02
  • OR RA
    APPROVED
    Since 2021-10-05

Branch Locations

2770 Biddle Road, Medford, OR 97504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Humana Insurance Louisville KY 04/2020 04/2021
The Roycroft Group Louisville KY 07/2019 Present
The Southern Baptist Theological Seminary Louisville KY 06/2016 05/2019
Stifel, Nicolaus & Company, Incorporated Medford OR 05/2021 Present
  • 04/2020 → 04/2021
    Humana Insurance
    Louisville, KY
  • 07/2019 → Present
    The Roycroft Group
    Louisville, KY
  • 06/2016 → 05/2019
    The Southern Baptist Theological Seminary
    Louisville, KY
  • 05/2021 → Present
    Medford, OR
Other Businesses

1. The Master's University; 21726 Placerita Canyon Road, Newhall, CA 91321; Higher Education; Adjunct Professor; Teaching business law and business innovation online classes; 04/01/2021; 3 Hours per Week; Not During Securities Trading Hours; Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-04
  • S66 Uniform Combined State Law Examination
    2021-10-04

View on SEC IAPD

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