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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-02 |
| OR | RA | APPROVED | 2021-10-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Humana Insurance | Louisville | KY | 04/2020 | 04/2021 |
| The Roycroft Group | Louisville | KY | 07/2019 | Present |
| The Southern Baptist Theological Seminary | Louisville | KY | 06/2016 | 05/2019 |
| Stifel, Nicolaus & Company, Incorporated | Medford | OR | 05/2021 | Present |
1. The Master's University; 21726 Placerita Canyon Road, Newhall, CA 91321; Higher Education; Adjunct Professor; Teaching business law and business innovation online classes; 04/01/2021; 3 Hours per Week; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-04 |
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