Peter David Bargas

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2020 → 04/2021
  Humana Insurance
  Louisville, KY
• 07/2019 → Present
  The Roycroft Group
  Louisville, KY
• 06/2016 → 05/2019
  The Southern Baptist Theological Seminary
  Louisville, KY
• 05/2021 → Present
  Stifel, Nicolaus & Company, Incorporated
  Medford, OR

Other Businesses

1. The Master's University; 21726 Placerita Canyon Road, Newhall, CA 91321; Higher Education; Adjunct Professor; Teaching business law and business innovation online classes; 04/01/2021; 3 Hours per Week; Not During Securities Trading Hours; Investment-Related.

Exams

• S66 Uniform Combined State Law Examination
  2021-10-04