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William James Larson

Mml Investors Services, LLC

Omaha, NE

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-18
NE RA APPROVED 2023-07-17
  • TX RA
    APPROVED_RES
    Since 2023-07-18
  • NE RA
    APPROVED
    Since 2023-07-17

Branch Locations

1111 N 102Nd Court Suite 300, Omaha, NE 68114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co Elkhorn NE 06/2021 04/2023
Nylife Securities Llc Elkhorn NE 05/2021 05/2023
Unemployed Omaha NE 04/2021 06/2021
Energy Solutions, Inc. Omaha NE 11/2010 03/2021
Mml Investors Services, Llc Omaha NE 06/2023 Present
Massmutual Life Insurance Company Omaha NE 05/2023 Present
  • 06/2021 → 04/2023
    New York Life Insurance Co
    Elkhorn, NE
  • 05/2021 → 05/2023
    Nylife Securities Llc
    Elkhorn, NE
  • 04/2021 → 06/2021
    Unemployed
    Omaha, NE
  • 11/2010 → 03/2021
    Energy Solutions, Inc.
    Omaha, NE
  • 06/2023 → Present
    Omaha, NE
  • 05/2023 → Present
    Massmutual Life Insurance Company
    Omaha, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-05
S63 Uniform Securities Agent State Law Examination 2021-12-14
  • S65 Uniform Investment Adviser Law Examination
    2023-07-05
  • S63 Uniform Securities Agent State Law Examination
    2021-12-14

View on SEC IAPD

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