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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-02-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strathcona County | Sherwood Park | 05/2017 | 08/2017 | |
| Robert Morris University - Illinois | Peoria/Chicago | IL | 08/2014 | 07/2019 |
| Robert Morris University - Illinois | Peoria | IL | 08/2015 | 08/2018 |
| Robert Morris University - Illinois | Chicago | IL | 08/2018 | 07/2019 |
| N/A | Alpena | MI | 07/2019 | 09/2019 |
| Thunder Bay Electric | Alpena | MI | 09/2019 | 02/2020 |
| Northern Lights Arena | Alpena | MI | 09/2019 | 02/2020 |
| Automation Alley | Troy | MI | 02/2020 | 07/2020 |
| N/A | Alpena | MI | 07/2020 | 07/2021 |
| Thrivent Investment Management Inc | Minneapolis | MN | 07/2021 | 11/2023 |
| Thrivent Financial | Appleton | WI | 07/2021 | 03/2022 |
| Thrivent Financial | Appleton | WI | 03/2022 | 11/2023 |
| Thrivent Financial | Appleton | WI | 11/2023 | 11/2024 |
| Unemployed | Alpena | MI | 11/2024 | 04/2025 |
| Joes Bar | Alpena | MI | 04/2025 | Present |
| Lpl Enterprise Llc | Alpena | MI | 11/2025 | Present |
1. 10/28/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Presque Isle, MI - INV REL - Start Date 10/28/2025 - 160hrs/mth | 160hrs during trading 2. 10/28/2025 - CAMERON RONALD BERNICKI, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Presque Isle, MI - INV REL - Start Date 10/28/2025 - 160hrs/mth | 160hrs during trading 3. 10/28/2025 - Alpena 45ers - Coach/ Sports/ Fitness - Alpena, MI - NOT INV REL - Start Date 09/01/2024 - 16hrs/mth | 0hrs during trading 4. 10/28/2025 - Joes Bar - Outside/W-2 Employment - Alpena, MI - NOT INV REL - Start Date 04/11/2025 - 80hrs/mth | 0hrs during trading 5. 10/28/2025 - Alpena High School Junior Varsity Hockey Team - Coach/ Sports/ Fitness - Alpena, MI - NOT INV REL - Start Date 11/03/2025 - 18hrs/mth | 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2021-12-09 |
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