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Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-01-12 |
| TX | RA | APPROVED | 2024-01-12 |
Branch Locations
260 E Brown Street Suite 300, Birmingham, MI 48009 • United States
222 West Adams Suite 2450, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Modern Woodmen Of America | Rock Island | IL | 04/2020 | 10/2021 |
| Western Michigan University | Kalamazoo | MI | 08/2019 | 05/2020 |
| Washtenaw Community College | Ann Arbor | MI | 08/2018 | 05/2019 |
| Penn State University | State College | PA | 08/2017 | 08/2018 |
| Ann Arbor Pioneer High School | Ann Arbor | MI | 09/2014 | 06/2017 |
| Mwa Financial Services Inc | Rock Island | IL | 05/2021 | 10/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Grand Rapids | MI | 10/2021 | 01/2024 |
| Rockefeller Financial Llc | Birmingham | MI | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-04 |
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