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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-30 |
| CA | RA | APPROVED | 2023-02-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Casa Grande | AZ | 11/2010 | 06/2017 |
| Casa Grande Dairy Company | Casa Grande | AZ | 07/2017 | 08/2019 |
| Cfss | Phoenix | AZ | 07/2019 | 05/2020 |
| Arizona State University | Tempe | AZ | 01/2020 | 09/2020 |
| Dobson Ranch Golf Course | Mesa | AZ | 06/2020 | 10/2020 |
| Formula G | Scottsdale | AZ | 11/2020 | 05/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2021 | 12/2022 |
| Northwestern Mutual Investment Services Llc | Gilbert | AZ | 07/2022 | 12/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Casa Grande | AZ | 12/2022 | Present |
| Bank Of America, N.A. | Casa Grande | AZ | 01/2023 | Present |
I*1333291 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: RP, RP, RP Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 6/30/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I*1400268 For profit or not for profit: Entity For Profit Name of outside business organization: Antelope RPN Holdings LLC Investment related: N Address of business: Casa Grande, Arizona, 85194, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 8/1/2023 Number of hours devoted: 5 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , The purpose of the LLC is to form a bank account where the money from the rental property can be deposited, and where expenses related to the rental can come out of. I will be the statutory agent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-30 |
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