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2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-11-13 |
| TX | RA | APPROVED | 2023-11-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Perdoceo Education Corporation | Schaumburg | IL | 02/2004 | 05/2021 |
| Lpl Financial, Llc | Lake Forest | IL | 05/2021 | 04/2023 |
| Tsfg, Llc | Lake Forest | IL | 05/2021 | 04/2023 |
| Ae Wealth Management, Llc | Topeka | KS | 11/2023 | Present |
| Guardian Wealth Advisory Group | Elgin | IL | 06/2023 | Present |
| Oxbow Financial, Llc | Lake Forest | IL | 06/2021 | 10/2023 |
Guardian Wealth Advisory Group; Not Investment Related; 81 Market Street, Suite 5, Elgin IL 60123; 3/31/2024; Insurance and annuity sales and marketing; Client Services Specialist; Approx. 160hrs/Mo; Approx. 96hrs/Mo during Securities Trading Hours; Back office support/client service specialist.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-15 |
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