Mason Rock Heath

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 06/2018
  Andover High School
  Andover, MN
• 06/2016 → 09/2016
  Peterson Deck Restoration
  Andover, MN
• 06/2017 → 09/2017
  Aka Sport
  Blaine, MN
• 06/2018 → 09/2018
  Deluxe Corporation
  Shoreview, MN
• 06/2019 → 09/2019
  Aka Sport
  Blaine, MN
• 06/2020 → 09/2020
  University Of Minnesota Duluth
  Duluth, MN
• 09/2018 → 05/2022
  University Of Minnesota Duluth
  Duluth, MN
• 06/2021 → 09/2021
  Legacy Private Wealth Group
  Edina, MN
• 06/2022 → Present
  Capital Street Financial Services Inc.
  St. Paul, MN
• 06/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: CAPITAL STREET FINANCIAL SERVICES INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2022; POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: PROVIDING OPERATIONAL SUPPORT TO REPS AND CLIENTS WHEN NEEDED.

Exams

• S66 Uniform Combined State Law Examination
  2023-04-06