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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-07 |
Branch Locations
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
3400 N Central Expy Suite #110-260, Richardson, TX 75080 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2021 | 01/2024 |
| 49 Wealth Management | Dallas | TX | 01/2024 | Present |
| University Of Mississippi | Oxford | MS | 08/2017 | 05/2021 |
| Moreman, Moore And Company | Shreveport | LA | 05/2019 | 08/2019 |
| Fwm Mechanical Inc | Minden | LA | 05/2017 | 08/2018 |
| Loyola College Prep | Sheveport | LA | 08/2013 | 08/2017 |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 07/2024 | Present |
49 Wealth Management; Investment Related; 14555 Dallas Pkwy ste 100-212 Dallas, TX 75254; Investment Advisor Financial Professional; since 1/2024; 160 hours/160 trading hours a month - provide advice to clients. 49 Financial; Fixed Insurance; Agent; Non-Investment Related; 14555 Dallas Pkwy ste 100-212, Dallas TX 75254; since 5/2021; 160 hours/160 trading hours; provide fixed insurance products. Financial Independence Group; Fixed Insurance Agent; Investment Related; 19520 W Catawba Ave #200 Cornelius NC 28031; Start date: 2021-06-21; 60 hours/40 trading hours a month ; Percentage of total yearly compensation expected to be derived from the business: 30. Oakwood Capital Securities; Registered Representative; Investment Related; 600 Highway 169 S, Suite 1410 Minneapolis MN 55426; Start date: 2024-07-23; 59 hours/30 trading hours a month; Percentage of total yearly compensation expected to be derived from the business: 30.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-30 |
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