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Ryan Mitchell Botzong

49 Financial

Austin, TX

Richardson, TX

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Current Employers
49 Financial

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-07
  • TX RA
    APPROVED
    Since 2023-12-07

Branch Locations

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

3400 N Central Expy Suite #110-260, Richardson, TX 75080 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 05/2021 01/2024
49 Wealth Management Dallas TX 01/2024 Present
University Of Mississippi Oxford MS 08/2017 05/2021
Moreman, Moore And Company Shreveport LA 05/2019 08/2019
Fwm Mechanical Inc Minden LA 05/2017 08/2018
Loyola College Prep Sheveport LA 08/2013 08/2017
Oakwood Capital Securities, Inc. Minneapolis MN 07/2024 Present
  • 05/2021 → 01/2024
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 01/2024 → Present
    49 Wealth Management
    Dallas, TX
  • 08/2017 → 05/2021
    University Of Mississippi
    Oxford, MS
  • 05/2019 → 08/2019
    Moreman, Moore And Company
    Shreveport, LA
  • 05/2017 → 08/2018
    Fwm Mechanical Inc
    Minden, LA
  • 08/2013 → 08/2017
    Loyola College Prep
    Sheveport, LA
  • 07/2024 → Present
    Oakwood Capital Securities, Inc.
    Minneapolis, MN
Other Businesses

49 Wealth Management; Investment Related; 14555 Dallas Pkwy ste 100-212 Dallas, TX 75254; Investment Advisor Financial Professional; since 1/2024; 160 hours/160 trading hours a month - provide advice to clients. 49 Financial; Fixed Insurance; Agent; Non-Investment Related; 14555 Dallas Pkwy ste 100-212, Dallas TX 75254; since 5/2021; 160 hours/160 trading hours; provide fixed insurance products. Financial Independence Group; Fixed Insurance Agent; Investment Related; 19520 W Catawba Ave #200 Cornelius NC 28031; Start date: 2021-06-21; 60 hours/40 trading hours a month ; Percentage of total yearly compensation expected to be derived from the business: 30. Oakwood Capital Securities; Registered Representative; Investment Related; 600 Highway 169 S, Suite 1410 Minneapolis MN 55426; Start date: 2024-07-23; 59 hours/30 trading hours a month; Percentage of total yearly compensation expected to be derived from the business: 30.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-02
S63 Uniform Securities Agent State Law Examination 2021-01-30
  • S65 Uniform Investment Adviser Law Examination
    2023-12-02
  • S63 Uniform Securities Agent State Law Examination
    2021-01-30

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