Nicholas Daniel Tumolo

Employer firm

Tumolo Wealth Management LLC CRD 330567

$134M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2021 → 05/2024
  Tucker Asset Management
  Littleton, CO
• 01/2020 → Present
  Tumolo Financial
  East Lyme, CT
• 01/2015 → 01/2020
  Cwpm Llc
  Plainville, CT
• 05/2024 → Present
  Tumolo Wealth Management, Llc
  East Lyme, CT

Previous Registrations

• 2021-05-10 → 2024-06-28
  Tucker Asset Management Llc
  Littleton, CO
  East Lyme, CT

Other Businesses

INSURANCE SALES; INVESTMENT RELATED; EAST LYME, CT; INSURANCE AGENT SINCE 2014 TO PRESENT; APPROXIMATELY 40 HOURS PER MONTH DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-04-26