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5707 Southwest Parkway, Building 2, Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-24 |
Branch Locations
5707 Southwest Parkway, Building 2, Ste 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, Na | Houston | TX | 07/2022 | 10/2025 |
| Jpmorgan Securities Llc | Houston | TX | 07/2022 | 10/2025 |
| Northwestern Mutual | College Station | TX | 05/2021 | 08/2021 |
| Winco Masonry | Houston | TX | 06/2017 | 12/2017 |
| Texas A&M University | College Station | TX | 08/2017 | 05/2021 |
| Texas A & M University | College Station | TX | 01/2022 | 04/2022 |
| Cinemark | Katy | TX | 03/2017 | 05/2017 |
| Texas A&M University | College Station | TX | 06/2021 | 05/2022 |
| Unemployed | College Station | TX | 05/2022 | 06/2022 |
| Winco Masonry | Houston | TX | 06/2016 | 12/2016 |
| Unemployed | Katy | TX | 01/2017 | 02/2017 |
| Kestra Investment Services, Llc | Austin | TX | 10/2025 | Present |
| Kestra Investment Management, Llc | Austin | TX | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-08 |
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