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Mraz And Associates CRD 158338
$917M regulatory AUM 4 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1120 13Th Street Suite C, Modesto, CA 95354 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mraz, Amerine & Associates, Inc. | Modesto | CA | 06/2021 | Present |
| Mraz, Amerine & Associates, Inc. | Modesto | CA | 10/2020 | Present |
| Unemployed | Modesto | CA | 01/2020 | 10/2020 |
| Conterra Wine Co., Llc | South San Francisco | CA | 01/2010 | 12/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-03 |
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