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Christopher Shaun Mraz

Mraz And Associates

Modesto, CA

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Current Employers
Mraz And Associates

1120 13Th Street Suite C, Modesto, CA 95354 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-06-03
  • CA RA
    APPROVED
    Since 2021-06-03

Branch Locations

1120 13Th Street Suite C, Modesto, CA 95354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mraz, Amerine & Associates, Inc. Modesto CA 06/2021 Present
Mraz, Amerine & Associates, Inc. Modesto CA 10/2020 Present
Unemployed Modesto CA 01/2020 10/2020
Conterra Wine Co., Llc South San Francisco CA 01/2010 12/2019
  • 06/2021 → Present
    Mraz, Amerine & Associates, Inc.
    Modesto, CA
  • 10/2020 → Present
    Mraz, Amerine & Associates, Inc.
    Modesto, CA
  • 01/2020 → 10/2020
    Unemployed
    Modesto, CA
  • 01/2010 → 12/2019
    Conterra Wine Co., Llc
    South San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-03
  • S65 Uniform Investment Adviser Law Examination
    2021-06-03
Other Names
  • Chris Mraz

View on SEC IAPD

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PRINCIPAL SECURITIES, INC. · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
INTEGRAL WEALTH MANAGEMENT · Modesto, CA
OLIVEIRA WEALTH · MODESTO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Modesto, CA
OSAIC WEALTH, INC. · MODESTO, CA

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