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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-07-16 |
| MO | RA | APPROVED | 2025-07-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | St. Louis | MO | 05/2021 | 06/2024 |
| Integra Sales Associates | Saint Louis | MO | 10/2020 | 05/2021 |
| Riviera Luggage Llc | Des Peres | MO | 07/2018 | Present |
| Kickball Stl | Imperial | MO | 08/2017 | 10/2017 |
| Hero's In Style | Swansea | IL | 08/2017 | 08/2017 |
| Grand Rental Station | Fenton | MO | 02/2017 | 07/2018 |
| Southern Illinois University Edwardsville | Edwardsville | IL | 02/2017 | 08/2017 |
| Windsor School District | Imperial | MO | 12/2016 | 11/2017 |
| Supervalu/Shop-N-Save Pharmacy | Saint Louis | MO | 12/2016 | 11/2017 |
| Southern Illinois University Edwardsville | Edwardsville | IL | 08/2014 | 05/2019 |
| Parkton Association | Barnhart | MO | 06/2013 | 09/2018 |
| Charles Schwab & Co., Inc. | Cincinnati | OH | 10/2022 | Present |
| Charles Schwab Bank, Ssb | Cincinnati | OH | 06/2024 | Present |
1) Riviera Luggage LLC | Investment Related:No|45 W County Center |Des Peres|Missouri|63131|USA|Retail|Lead Sales Associate|7/14/2018|Less than 20|0.000000|Provide outstanding customer service, initiate sales with customers, build relationships with customers, and perform repairs on luggage.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-31 |
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