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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-14
NJ RA APPROVED 2025-04-16
  • TX RA
    APPROVED
    Since 2025-05-14
  • NJ RA
    APPROVED
    Since 2025-04-16

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Princeton NJ 04/2021 Present
Rutgers Business School Piscataway NJ 09/2018 08/2022
Buffalo Wild Wings Princeton NJ 01/2020 04/2021
Bessemer Trust Woodbridge NJ 05/2019 08/2019
Unemployed Robbinsville NJ 08/2019 01/2020
Unemployed Robbinsville NJ 04/2014 05/2019
  • 04/2021 → Present
    Princeton, NJ
  • 09/2018 → 08/2022
    Rutgers Business School
    Piscataway, NJ
  • 01/2020 → 04/2021
    Buffalo Wild Wings
    Princeton, NJ
  • 05/2019 → 08/2019
    Bessemer Trust
    Woodbridge, NJ
  • 08/2019 → 01/2020
    Unemployed
    Robbinsville, NJ
  • 04/2014 → 05/2019
    Unemployed
    Robbinsville, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-10
  • S66 Uniform Combined State Law Examination
    2025-04-10
Other Names
  • Maria Artemiou

View on SEC IAPD

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