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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-14
RI RA APPROVED 2022-05-16
  • TX RA
    APPROVED
    Since 2022-06-14
  • RI RA
    APPROVED
    Since 2022-05-16

Branch Locations

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 04/2021 Present
Unemployed Pawtucket RI 05/2020 04/2021
Community College Of Rhode Island Warwick RI 08/2018 05/2020
Anthony V. Ricci Warwick RI 01/2019 01/2020
Unemployed Pawtucket RI 01/2018 08/2018
Staples Framingham MA 06/2001 01/2018
Bank Of America N.A. Lincoln RI 09/2023 Present
  • 04/2021 → Present
    Lincoln, RI
  • 05/2020 → 04/2021
    Unemployed
    Pawtucket, RI
  • 08/2018 → 05/2020
    Community College Of Rhode Island
    Warwick, RI
  • 01/2019 → 01/2020
    Anthony V. Ricci
    Warwick, RI
  • 01/2018 → 08/2018
    Unemployed
    Pawtucket, RI
  • 06/2001 → 01/2018
    Staples
    Framingham, MA
  • 09/2023 → Present
    Bank Of America N.A.
    Lincoln, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-13
  • S66 Uniform Combined State Law Examination
    2022-05-13

View on SEC IAPD

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