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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-31
CA RA APPROVED 2021-07-27
  • TX RA
    APPROVED
    Since 2021-08-31
  • CA RA
    APPROVED
    Since 2021-07-27

Branch Locations

31902 Del Obispo St, San Juan Capistrano, CA 92675 • United States

26831 Aliso Creek Rd, Aliso Viejo, CA 92656 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Irvine CA 06/2017 Present
Enterprise Newport Beach CA 06/2016 09/2016
University Of California, Riverside Riverside CA 09/2015 06/2017
  • 06/2017 → Present
    Bank Of America
    Irvine, CA
  • 06/2016 → 09/2016
    Enterprise
    Newport Beach, CA
  • 09/2015 → 06/2017
    University Of California, Riverside
    Riverside, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-23
  • S66 Uniform Combined State Law Examination
    2021-07-23

View on SEC IAPD

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