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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-02
IN RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2026-01-02
  • IN RA
    APPROVED
    Since 2023-08-10

Branch Locations

8988 Ruffian Ln, Newburgh, IN 47630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Co St Paul MN 05/2021 08/2023
Securian Financial Services Inc St Paul MN 05/2021 08/2023
Shoemaker Financial Newburgh IN 05/2021 Present
Dillard's Inc Evansville IN 12/2020 Present
Globe Life Liberty National Division Evansville IN 08/2020 12/2020
Dick's Sporting Goods Evansville IN 06/2019 08/2020
Dillard's Inc Evansville IN 04/2018 02/2019
University Of Southern Indiana Evansville IN 08/2015 07/2020
Securian Financial Services Inc St Paul MN 04/2021 05/2021
Cetera Wealth Services, Llc Newburgh IN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 05/2021 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 05/2021 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 05/2021 → Present
    Shoemaker Financial
    Newburgh, IN
  • 12/2020 → Present
    Dillard's Inc
    Evansville, IN
  • 08/2020 → 12/2020
    Globe Life Liberty National Division
    Evansville, IN
  • 06/2019 → 08/2020
    Dick's Sporting Goods
    Evansville, IN
  • 04/2018 → 02/2019
    Dillard's Inc
    Evansville, IN
  • 08/2015 → 07/2020
    University Of Southern Indiana
    Evansville, IN
  • 04/2021 → 05/2021
    Securian Financial Services Inc
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Newburgh, IN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-08-04 → 2023-08-10
    Securian Financial Services, Inc.
    Newburgh, IN
    St. Paul, MN
Other Businesses

SHOEMAKER FINANCIAL FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2022 ADDRESS: 2176 West St, Suite 100, Germantown TN 38138, United States DESCRIPTION: Fixed Insurance Sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-31
  • S66 Uniform Combined State Law Examination
    2022-03-31

View on SEC IAPD

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