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Jeffrey Ryan Locke

Awm Capital, LLC

Phoenix, AZ

Los Angeles, CA

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Current Employers
Awm Capital, Llc

1 N. 1St Street Suite 525, Phoenix, AZ 85004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-19
CA RA APPROVED 2023-01-26
  • TX RA
    APPROVED
    Since 2023-04-19
  • CA RA
    APPROVED
    Since 2023-01-26

Branch Locations

1 N. 1St Street Suite 525, Phoenix, AZ 85004 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Vikings Minneapolis MN 03/2013 03/2017
Indianapolis Colts Indianapolis IN 04/2017 09/2017
Detroit Lions Detroit MI 09/2017 10/2017
San Francisco 49Ers San Francisco CA 03/2018 09/2018
Alliance Of American Football Glendale AZ 01/2019 03/2019
Five Oceans Advisors Santa Monica CA 02/2020 05/2020
Five Oceans Advisors Llc Santa Monica CA 05/2020 01/2023
Na San Francisco CA 09/2018 01/2019
Na Santa Monica CA 03/2019 02/2020
Na San Francisco CA 10/2017 03/2018
Awm Capital, Llc Pheoenix AZ 01/2023 Present
  • 03/2013 → 03/2017
    Minnesota Vikings
    Minneapolis, MN
  • 04/2017 → 09/2017
    Indianapolis Colts
    Indianapolis, IN
  • 09/2017 → 10/2017
    Detroit Lions
    Detroit, MI
  • 03/2018 → 09/2018
    San Francisco 49Ers
    San Francisco, CA
  • 01/2019 → 03/2019
    Alliance Of American Football
    Glendale, AZ
  • 02/2020 → 05/2020
    Santa Monica, CA
  • 05/2020 → 01/2023
    Five Oceans Advisors Llc
    Santa Monica, CA
  • 09/2018 → 01/2019
    Na
    San Francisco, CA
  • 03/2019 → 02/2020
    Na
    Santa Monica, CA
  • 10/2017 → 03/2018
    Na
    San Francisco, CA
  • 01/2023 → Present
    Pheoenix, AZ
Previous Registrations
Other Businesses

Name of the other business: The 3rd Decade; Investment-related: No; Address: 4729 E Sunrise Dr. #331; Nature of the other business: a 501c3 non-profit that provides financial education and mentoring to under-served populations; Position: Treasurer, Board Member; Start date of relationship: 1/1/2019; Appx. # of hours per month devoted to the other business: 2 hours; # of hours devoted to the other business during securities trading hours; 0 hours; Brief description of duties relating to the other business: Attend board meetings and give guidance to the CEO and staff. Review company financials as needed prior to board meetings.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-29
  • S65 Uniform Investment Adviser Law Examination
    2021-03-29
Designations

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