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1 N. 1St Street Suite 525, Phoenix, AZ 85004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-19 |
| CA | RA | APPROVED | 2023-01-26 |
Branch Locations
1 N. 1St Street Suite 525, Phoenix, AZ 85004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Vikings | Minneapolis | MN | 03/2013 | 03/2017 |
| Indianapolis Colts | Indianapolis | IN | 04/2017 | 09/2017 |
| Detroit Lions | Detroit | MI | 09/2017 | 10/2017 |
| San Francisco 49Ers | San Francisco | CA | 03/2018 | 09/2018 |
| Alliance Of American Football | Glendale | AZ | 01/2019 | 03/2019 |
| Five Oceans Advisors | Santa Monica | CA | 02/2020 | 05/2020 |
| Five Oceans Advisors Llc | Santa Monica | CA | 05/2020 | 01/2023 |
| Na | San Francisco | CA | 09/2018 | 01/2019 |
| Na | Santa Monica | CA | 03/2019 | 02/2020 |
| Na | San Francisco | CA | 10/2017 | 03/2018 |
| Awm Capital, Llc | Pheoenix | AZ | 01/2023 | Present |
Name of the other business: The 3rd Decade; Investment-related: No; Address: 4729 E Sunrise Dr. #331; Nature of the other business: a 501c3 non-profit that provides financial education and mentoring to under-served populations; Position: Treasurer, Board Member; Start date of relationship: 1/1/2019; Appx. # of hours per month devoted to the other business: 2 hours; # of hours devoted to the other business during securities trading hours; 0 hours; Brief description of duties relating to the other business: Attend board meetings and give guidance to the CEO and staff. Review company financials as needed prior to board meetings.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-29 |
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