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400 Broadway, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-11-19 |
| IN | RA | APPROVED | 2024-07-15 |
| OH | RA | APPROVED | 2023-08-01 |
Branch Locations
909 Wright'S Summit Pkwy Suite 100, Fort Wright, KY 41017 • United States
3860 Race Rd Suite 105, Cincinnati, OH 45211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W&S Brokerage Services | Cincinnati | OH | 04/2021 | Present |
| Western And Southern Life | Cincinnati | OH | 03/2021 | Present |
| Ohio Unemployment | Cincinnati | OH | 10/2020 | 03/2021 |
| Department Of Commerce | Cincinnati | OH | 08/2019 | 10/2020 |
| Ohio Unemployment | Cincinnati | OH | 03/2019 | 08/2019 |
| American Red Cross | Cincinnati | OH | 08/1997 | 03/2019 |
Western and Southern Life-no (Cincinnati, OH) Full time sales agent// Hamilton County Board of Elections; not investment related; Cincinnnati, OH; Poll Worker; 11/2021; approx 14 hours per month with 3 during trading hours two times per year for election cycles; issuing ballots, monitoring/set up of voting equipment, and closing polls// 2022 - Greater Harrison Rotary, weekly meetings to discuss topics in community and organize events that would benefit kids, 5 hours a month/// Harrison Mayor's Community Fund, Harrison OH, Board Member, 01/02/2023, 1 hour per month, Volunteer///All Choices Matter, Presenter, Financial Literacy to High School Students, Not Securities Related, No Compensation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-09 |
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