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Alexander Kyle Richmond

Sowell Management

North Little Rock, AR

Little Rock, AR

CRD 7368709

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Employer firm

Sowell Management CRD 127145

$4.81B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Sowell Management

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-01-30
  • AR RA
    APPROVED
    Since 2025-01-30

Branch Locations

5320 Northshore Drive, North Little Rock, AR 72118 • United States

8221 Ranch Blvd, Suite A-1 Office #9, Little Rock, AR 72223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Little Rock AR 02/2021 01/2025
Mml Investor Services Little Rock AR 05/2021 01/2025
Chick-Fil-A Conway AR 05/2015 08/2019
University Of Central Arkansas Conway AR 08/2019 05/2021
Sowell Management Little Rock AR 01/2025 Present
Waire Farms Cabot AR 01/2022 Present
  • 02/2021 → 01/2025
    Massmutual Life Insurance Company
    Little Rock, AR
  • 05/2021 → 01/2025
    Mml Investor Services
    Little Rock, AR
  • 05/2015 → 08/2019
    Chick-Fil-A
    Conway, AR
  • 08/2019 → 05/2021
    University Of Central Arkansas
    Conway, AR
  • 01/2025 → Present
    Little Rock, AR
  • 01/2022 → Present
    Waire Farms
    Cabot, AR
Previous Registrations
Other Businesses

1) Arkansas Insurance License; investment-related; Licensed Insurance Producer with lines of authority to sell life, accident, health or sickness, variable life and annuity policies; starting 09/28/2020; less than 5 hours a month spent outside trading hours dedicated to this activity; the sale of insurance products and policies for a commission. 2) Waire Farms; Cabot, AR; Non-Investment Related; employee at family farm; Starting: 01/15/2022; Approx. 15 hrs/month outside of trading hours devoted to this activity; assists in maintaining records and meeting with other farmers.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-29
  • S66 Uniform Combined State Law Examination
    2022-04-29

View on SEC IAPD

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