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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-15 |
| CA | RA | APPROVED | 2023-02-27 |
Branch Locations
3350 E. Birch Street Suite 208-A, Brea, CA 92821 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Brea | CA | 04/2021 | Present |
| World Financial Group, Inc. | Brea | CA | 10/2018 | Present |
| Forest Lawn | Glendale | CA | 01/2018 | 09/2018 |
| World Financial Group | Pomona | CA | 01/2012 | 10/2017 |
| Apex Legacy Inc. | La Verne | CA | 10/2020 | Present |
| Managed Health | Draper | UT | 09/2022 | Present |
| Inheritguard, Llc | Sheridan | WY | 08/2024 | Present |
| Mailbox Power | Bluffdale | UT | 09/2024 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. APEX LEGACY INC./Investment Related - No/925 Cambert St. La Verne, CA 91750/Corporation set up as pass through entity for tax purposes only/CEO/Owner/10.2020/4/0/CEO MANAGED HEALTH POSITION: Business Development/Agent NATURE: Employee benefit INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/06/2022 ADDRESS: 668 E. 12225 South, Ste. #204, Draper UT 84020, United States DESCRIPTION: Working on split-commission with other agents to help businesses set up employee benefits. I would be speaking business owners and servicing their plan once benefits are set up. INHERITGUARD, LLC POSITION: N/A NATURE: Providing bundled professional services with emphasis on estate planning services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 08/08/2024 ADDRESS: 30 N Gould St, Ste #41954, Sheridan WY 82801, United States DESCRIPTION: CLIENT COMMUNICATIONS, FOLLOW UP WITH CLIENT ISSUES, PROVIDE EDUCATION ON ESTATEPLANNING ISSUES, SCHEDULE APPOINTMENTS. MAILBOX POWER POSITION: N/A NATURE: Sending postcards to clients INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2024 ADDRESS: 14701 S 855 W, Bluffdale UT 84065, United States DESCRIPTION: Will refer other professionals (who have clients) to this program to send birthday, thank you, and anniversary cards to.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-22 |
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